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A component-wise approach to multi-objective evolutionary algorithms: From flexible frameworks to automatic design

par Teonacio Bezerra, Leonardo
Président du jury Dorigo, Marco
Promoteur Stützle, Thomas
Co-Promoteur López-Ibáñez, Manuel
Publication Non publié, 2016-07-04

Thèse de doctorat

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Résumé :

Multi-objective optimization is a growing field of interest for both theoretical and applied research, mostly due to the higher accuracy with which multi-objective problems (MOPs) model real- world scenarios. While single-objective models simplify real-world problems, MOPs can contain several (and often conflicting) objective functions to be optimized at once. This increased accuracy, however, comes at the expense of a higher difficulty that MOPs pose for optimization algorithms in general, and so a significant research effort has been dedicated to the development of approximate and heuristic algorithms. In particular, a number of proposals concerning the adaptation of evolutionary algorithms (EAs) for multi-objective problems can be seen in the literature, evidencing the interest they have received from the research community.This large number of proposals, however, does not mean that the full search power offered by multi- objective EAs (MOEAs) has been properly exploited. For instance, in an attempt to propose significantly novel algorithms, many authors propose a number of algorithmic components at once, but evaluate their proposed algorithms as monolithic blocks. As a result, each time a novel algorithm is proposed, several questions that should be addressed are left unanswered, such as (i) the effectiveness of individual components, (ii) the benefits and drawbacks of their interactions, and (iii) whether a better algorithm could be devised if some of the selected/proposed components were replaced by alternative options available in the literature. This component-wise view of MOEAs becomes even more important when tackling a new application, since one cannot antecipate how they will perform on the target scenario, neither predict how their components may interact. In order to avoid the expensive experimental campaigns that this analysis would require, many practitioners choose algorithms that in the end present suboptimal performance on the application they intend to solve, wasting much of the potential MOEAs have to offer.In this thesis, we take several significant steps towards redefining the existng algorithmic engineering approach to MOEAs. The first step is the proposal of a flexible and representative algorithmic framework that assembles components originally used by many different MOEAs from the literature, providing a way of seeing algorithms as instantiations of a unified template. In addition, the components of this framework can be freely combined to devise novel algorithms, offering the possibility of tailoring MOEAs according to the given application. We empirically demonstrate the efficacy of this component-wise approach by designing effective MOEAs for different target applications, ranging from continuous to combinatorial optimization. In particular, we show that the MOEAs one can tailor from a collection of algorithmic components is able to outperform the algorithms from which those components were originally gathered. More importantly, the improved MOEAs we present have been designed without manual assistance by means of automatic algorithm design. This algorithm engineering approach considers algorithmic components of flexible frameworks as parameters of a tuning problem, and automatically selects the component combinations that lead to better performance on a given application. In fact, this thesis also represents significant advances in this research direction. Primarily, this is the first work in the literature to investigate this approach for problems with any number of objectives, as well as the first to apply it to MOEAs. Secondarily, our efforts have led to a significant number of improvements in the automatic design methodology applied to multi-objective scenarios, as we have refined several aspects of this methodology to be able to produce better quality algorithms.A second significant contribution of this thesis concerns understanding the effectiveness of MOEAs (and in particular of their components) on the application domains we consider. Concerning combina- torial optimization, we have conducted several investigations on the multi-objective permutation flowshop problem (MO-PFSP) with four variants differing as to the number and nature of their objectives. Through thorough experimental campaigns, we have shown that some components are only effective when jointly used. In addition, we have demonstrated that well-known algorithms could easily be improved by replacing some of their components by other existing proposals from the literature. Regarding continuous optimization, we have conducted a thorough and comprehensive performance assessment of MOEAs and their components, a concrete first step towards clearly defining the state-of-the-art for this field. In particular, this assessment also encompasses many-objective optimization problems (MaOPs), a sub-field within multi-objective optimization that has recently stirred the MOEA community given its theoretical and practical demands. In fact, our analysis is instrumental to better understand the application of MOEAs to MaOPs, as we have discussed a number of important insights for this field. Among the most relevant, we highlight the empirical verification of performance metric correlations, and also the interactions between structural problem characteristics and the difficulty increase incurred by the high number of objectives.The last significant contribution from this thesis concerns the previously mentioned automatically generated MOEAs. In an initial feasibility study, we have shown that MOEAs automatically generated from our framework are able to consistently outperform the original MOEAs from where its components were gathered both for the MO-PFSP and for MOPs/MaOPs. The major contribution from this subset, however, regards continuous optimization, as we significantly advance the state-of-the-art for this field. To accomplish this goal, we have extended our framework to encompass approaches that are primarily used for this continuous problems, although the conceptual modeling we use is general enough to be applied to any domain. From this extended framework we have then automatically designed state-of- the-art MOEAs for a wide range of experimental scenarios. Moreover, we have conducted an in-depth analysis to explain their effectiveness, correlating the role of algorithmic components with experimental factors such as the stopping criterion or the performance metric adopted.Finally, we highlight that the contributions of this thesis have been increasingly recognized by the scientific community. In particular, the contributions to the research of MOEAs applied to continuous optimization are remarkable given that this is the primary application domain for MOEAs, having been extensively studied for a couple decades now. As a result, chapters from this work have been accepted for publication in some of the best conferences and journals from our field.